Internet-Draft EDHOC and OSCORE profile of ACE October 2024
Selander, et al. Expires 23 April 2025 [Page]
Workgroup:
ACE Working Group
Internet-Draft:
draft-ietf-ace-edhoc-oscore-profile-06
Published:
Intended Status:
Standards Track
Expires:
Authors:
G. Selander
Ericsson
J. Preuß Mattsson
Ericsson
M. Tiloca
RISE
R. Höglund
RISE

Ephemeral Diffie-Hellman Over COSE (EDHOC) and Object Security for Constrained Environments (OSCORE) Profile for Authentication and Authorization for Constrained Environments (ACE)

Abstract

This document specifies a profile for the Authentication and Authorization for Constrained Environments (ACE) framework. It utilizes Ephemeral Diffie-Hellman Over COSE (EDHOC) for achieving mutual authentication between an ACE-OAuth Client and Resource Server, and it binds an authentication credential of the Client to an ACE-OAuth access token. EDHOC also establishes an Object Security for Constrained RESTful Environments (OSCORE) Security Context, which is used to secure communications when accessing protected resources according to the authorization information indicated in the access token. This profile can be used to delegate management of authorization information from a resource-constrained server to a trusted host with less severe limitations regarding processing power and memory.

About This Document

This note is to be removed before publishing as an RFC.

Status information for this document may be found at https://datatracker.ietf.org/doc/draft-ietf-ace-edhoc-oscore-profile/.

Discussion of this document takes place on the Authentication and Authorization for Constrained Environments (ace) Working Group mailing list (mailto:ace@ietf.org), which is archived at https://mailarchive.ietf.org/arch/browse/ace/. Subscribe at https://www.ietf.org/mailman/listinfo/ace/.

Source for this draft and an issue tracker can be found at https://github.com/ace-wg/ace-edhoc-oscore-profile.

Status of This Memo

This Internet-Draft is submitted in full conformance with the provisions of BCP 78 and BCP 79.

Internet-Drafts are working documents of the Internet Engineering Task Force (IETF). Note that other groups may also distribute working documents as Internet-Drafts. The list of current Internet-Drafts is at https://datatracker.ietf.org/drafts/current/.

Internet-Drafts are draft documents valid for a maximum of six months and may be updated, replaced, or obsoleted by other documents at any time. It is inappropriate to use Internet-Drafts as reference material or to cite them other than as "work in progress."

This Internet-Draft will expire on 23 April 2025.

Table of Contents

1. Introduction

This document defines the "coap_edhoc_oscore" profile of the ACE-OAuth framework [RFC9200]. This profile addresses a "zero-touch" constrained setting where authenticated and authorized operations can be performed with low overhead without endpoint specific configurations.

Like in the "coap_oscore" profile [RFC9203], also in this profile a client (C) and a resource server (RS) use the Constrained Application Protocol (CoAP) [RFC7252] to communicate, and Object Security for Constrained RESTful Environments (OSCORE) [RFC8613] to protect their communications, but this profile uses the Ephemeral Diffie-Hellman Over COSE (EDHOC) protocol [RFC9528] to establish the OSCORE Security Context. The processing of requests for specific protected resources is identical to what is defined in the "coap_oscore" profile.

When using this profile, C accesses protected resources hosted at RS with the use of an access token issued by a trusted authorization server (AS) and bound to an authentication credential of C. This differs from the "coap_oscore" profile, where the access token is bound to a symmetric key used to derive the OSCORE Security Context. Whereas [RFC9200] recommends the use of CBOR Web Tokens (CWTs) [RFC8392] as access tokens, this profile requires it, see Section 3.3.1.

An authentication credential can be a raw public key, e.g., encoded as a CWT Claims Set (CCS, [RFC8392]); or a public key certificate, e.g., encoded as an X.509 certificate [RFC5280] or as a CBOR encoded X.509 certificate (C509, [I-D.ietf-cose-cbor-encoded-cert]); or a different type of data structure containing the public key of the peer in question.

The ACE protocol establishes what those authentication credentials are, and may transport the actual authentication credentials by value or uniquely refer to them. If an authentication credential is pre-provisioned or can be obtained over less constrained links, then it suffices that ACE provides a unique reference such as a certificate hash (e.g., by using the COSE header parameter "x5t", see [RFC9360]). This is in the same spirit as EDHOC, where the authentication credentials may be transported or referenced in the ID_CRED_x message fields (see Section 3.5.3 of [RFC9528]).

In general, AS and RS are likely to have trusted access to each other's authentication credentials, since AS acts on behalf of RS as per the trust model of ACE. Also, AS needs to have some information about C, including the relevant authentication credential, in order to identify C when it requests an access token and to determine what access rights it can be granted. However, the authentication credential of C may potentially be conveyed (or uniquely referred to) within the request for access that C makes to AS.

The establishment of an association between RS and AS in an ACE ecosystem is out of scope, but one solution is to build on the same primitives as used in this document, i.e., EDHOC for authentication and OSCORE for communication security, using for example [I-D.ietf-lake-authz] for onboarding RS with AS, and [I-D.ietf-ace-coap-est-oscore] for establishing a trust anchor in RS. A similar procedure can also be applied between C and AS for registering a client and for the establishment of a trust anchor.

1.1. Terminology

The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT", "SHOULD", "SHOULD NOT", "RECOMMENDED", "NOT RECOMMENDED", "MAY", and "OPTIONAL" in this document are to be interpreted as described in BCP 14 [RFC2119] [RFC8174] when, and only when, they appear in all capitals, as shown here.

Certain security-related terms such as "authentication", "authorization", "confidentiality", "(data) integrity", "Message Authentication Code (MAC)", "Hash-based Message Authentication Code (HMAC)", and "verify" are taken from [RFC4949].

RESTful terminology follows HTTP [RFC9110].

Readers are expected to be familiar with the terms and concepts defined in CoAP [RFC7252], OSCORE [RFC8613], and EDHOC [RFC9528].

Readers are also expected to be familiar with the terms and concepts of the ACE framework described in [RFC9200] and in [RFC9201].

Terminology for entities in the architecture is defined in OAuth 2.0 [RFC6749], such as the client (C), the resource server (RS), and the authorization server (AS). It is assumed in this document that a given resource on a specific RS is associated with a unique AS.

Note that the term "endpoint" is used here, as in [RFC9200], following its OAuth definition, which is to denote resources such as /token and /introspect at AS and /authz-info at RS. The CoAP [RFC7252] definition, which is "An entity participating in the CoAP protocol" is not used in this document.

The authorization information (authz-info) resource refers to the authorization information endpoint as specified in [RFC9200]. The term "claim" is used in this document with the same semantics as in [RFC9200], i.e., it denotes information carried in the access token or returned from introspection.

Concise Binary Object Representation (CBOR) [RFC8949][RFC8742] and Concise Data Definition Language (CDDL) [RFC8610] are used in this document. CDDL predefined type names, especially bstr for CBOR byte strings and tstr for CBOR text strings, are used extensively in this document.

Examples throughout this document are expressed in CBOR diagnostic notation as defined in Section 8 of [RFC8949] and Appendix G of [RFC8610]. Diagnostic notation comments are often used to provide a textual representation of the numeric parameter names and values.

In the CBOR diagnostic notation used in this document, constructs of the form e'SOME_NAME' are replaced by the value assigned to SOME_NAME in the CDDL model shown in Figure 8 of Appendix C. For example, {e'session_id' : h'01', e'cipher_suites': 3} stands for {0 : h'01', 2 : 3}.

Note to RFC Editor: Please delete the paragraph immediately preceding this note. Also, in the CBOR diagnostic notation used in this document, please replace the constructs of the form e'SOME_NAME' with the value assigned to SOME_NAME in the CDDL model shown in Figure 8 of Appendix C. Finally, please delete this note.

2. Protocol Overview

This section gives an overview of how to use the ACE framework [RFC9200] together with the lightweight authenticated key exchange protocol EDHOC [RFC9528]. By doing so, the client (C) and the resource server (RS) generate an OSCORE Security Context [RFC8613] associated with authorization information, and use that security context to protect their communications. The parameters needed by C to negotiate the use of this profile with the authorization server (AS), as well as the OSCORE setup process, are described in detail in the following sections.

RS maintains a collection of authentication credentials. These are associated with OSCORE Security Contexts and with authorization information for all clients that RS is communicating with. The authorization information is used to enforce policies for processing requests from those clients.

The ACE framework describes how integrity protected authorization information propagates from AS to RS. This profile describes how C requests from AS an access token, including authorization information, for the resources it wants to access on RS, by sending an access token request to the /token endpoint at AS, as specified in Section 5.8 of [RFC9200].

If the request is granted, then AS may send back an access token in a response to C, or upload the access token directly to RS as described in the alternative workflow defined in [I-D.ietf-ace-workflow-and-params]. The latter is not detailed further here.

After that, C and RS executes the EDHOC protocol. C uses the authentication credential of RS provided by AS. If C has retrieved an access token, it is included as External Authorization Data (EAD) in the EDHOC protocol, see Section 3.8 of [RFC9528]. RS uses the authentication credential of C bound to and provided in the access token. The EDHOC session is detailed in Section 4.2.

If C and RS successfully complete the EDHOC protocol and the validations of authentication credentials, they are mutually authenticated and derive the OSCORE Security Context as per Appendix A.1 of [RFC9528].

Figure 1 outlines an example of the message flow. A more detailed description of the message flow is shown in Appendix A.1.

From then on, C effectively gains authorized and secure access to protected resources on RS with the established OSCORE Security Context, for as long as there is a valid access token. When RS receives a request from C protected with an OSCORE Security Context derived from an EDHOC session implementing this profile, then that OSCORE Security Context is used to retrieve the uniquely associated access token determining the access rights of C.

The OSCORE Security Context is discarded when an access token (whether the same or a different one) is used to successfully derive a new OSCORE Security Context for C.

C RS AS | Mutual authentication and secure channel | POST /token | Access Token + Access Information POST /edhoc (EDHOC message_1) 2.04 Changed (EDHOC message_2) / Derivation of OSCORE Security Context / POST /edhoc (EDHOC message_3 with access_token in EAD_3) / Derivation of OSCORE Security Context / OSCORE Request OSCORE Response
Figure 1: Protocol Outline using the EDHOC Forward Message Flow.

While the OSCORE Security Context and access token are valid, C can contact AS to request an update of its access rights, by sending a similar request as described above to the /token endpoint. This request also includes a "session identifier" (see Section 3.4) provided by AS in the response to the initial access request, which allows AS to retrieve the data it previously shared with C. The session identifier is assigned by AS and used to identify a series of access tokens, called a "token series" (see Section 3.2).

If C has retrieved an access token for updating its access rights belonging to the same token series, then it transfers the access token to RS using the /authz-info endpoint as specified in Section 5.10 of [RFC9200] where the CoAP exchange is protected by the previously established OSCORE security context, see Section 4.6. If the access token is valid, RS replies to the request with a 2.01 (Created) response.

Upon successful update of access rights, the new issued access token becomes the latest in its token series, but the session identifier remains the same. When the latest access token of a token series becomes invalid (e.g., when it expires or gets revoked), that token series ends.

Figure 2 outlines the message flow for updating access rights.

C RS AS | Existing security context | POST /token | Access Token + Access Information POST /authz-info (OSCORE protected with access_token in payload) / Updated access rights / 2.04 Changed OSCORE Request OSCORE Response
Figure 2: Protocol Outline for Updating Access Rights.

3. Client-AS Communication

The following subsections describe the details of the POST request and response to the /token endpoint between C and AS.

In this exchange, AS provides C with the access token, together with a set of parameters that enable C to run EDHOC with RS. In particular, these include information about the authorization credential of RS, AUTH_CRED_RS, transported by value or uniquely referred to.

The access token is securely bound to the authentication credential of C, AUTH_CRED_C, by including it or uniquely referring to it in the access token.

AUTH_CRED_C is specified in the "req_cnf" parameter defined in [RFC9201] of the POST request to the /token endpoint from C to AS, either transported by value or uniquely referred to.

The request to the /token endpoint and the corresponding response can include EDHOC_Information, which is a CBOR map object containing information related to an EDHOC implementation, see Section 3.4. This object is transported in the "edhoc_info" parameter registered in Section 10.2 and Section 10.3.

3.1. C-to-AS: POST to /token endpoint

The client-to-AS request is specified in Section 5.8.1 of [RFC9200].

The client MUST send this POST request to the /token endpoint over a secure channel that guarantees authentication, message integrity, and confidentiality (see Section 5). When using this profile, it is RECOMMENDED to use CoAP, EDHOC, and OSCORE in order to reduce the number of libraries that C has to support.

An example of such a request is shown in Figure 3. In this example, C specifies its own authentication credential by reference, as the hash of an X.509 certificate carried in the "x5t" field of the "req_cnf" parameter.

   Header: POST (Code=0.02)
   Uri-Host: "as.example.com"
   Uri-Path: "token"
   Content-Format: application/ace+cbor
   Payload:
   {
     / audience / 5 : "tempSensor4711",
     / scope /    9 : "read",
     / req_cnf /  4 : {
       e'x5t' : h'822E4879F2A41B510C1F9B'
     }
   }
Figure 3: Example of C-to-AS POST /token request for an access token.

If C wants to update its access rights without changing an existing OSCORE Security Context, it MUST include EDHOC_Information in its POST request to the /token endpoint. The EDHOC_Information MUST include the "session_id" field. This POST request MUST omit the "req_cnf" parameter. An example of such a request is shown in Figure 4.

The identifier "session_id" is assigned by AS as discussed in Section 3.2, and, together with other information such as audience (see Section 5.8.1 of [RFC9200]), can be used by AS to determine the token series to which the new requested access token has to be added. Therefore, the session_id MUST identify the pair (AUTH_CRED_C, AUTH_CRED_RS) associated with a still valid access token previously issued for C and RS by AS.

Editor's note: When retrieving the access token it is required to consider the pair (session id, AUTH_CRED_C). Here it is stated that the session id identifies the pair (AUTH_CRED_C,AUTH_CRED_RS). Why then isn't the session id sufficient for retrieving the access token, considering it identifies AUTH_CRED_C?

AS MUST verify that the received "session_id" identifies a token series to which a still valid access token issued for C and RS belongs. If that is not the case, the Client-to-AS request MUST be declined with the error code "invalid_request" as defined in Section 5.8.3 of [RFC9200].

   Header: POST (Code=0.02)
   Uri-Host: "as.example.com"
   Uri-Path: "token"
   Content-Format: application/ace+cbor
   Payload:
   {
     / audience /      5 : "tempSensor4711",
     / scope /         9 : "write",
     e'edhoc_info_param' : {
        e'session_id' : h'01'
     }
   }
Figure 4: Example of C-to-AS POST /token request for updating access rights to an access token.

3.2. Token Series

This document refers to "token series" as a series of access tokens sorted in chronological order as they are released, characterized by the following properties:

  • issued by the same AS

  • issued to the same C, and associated with the same authentication credential of C

  • issued for the same RS, identified by the same authentication credential

Upon a successful update of access rights, the new issued access token becomes the latest in its token series. When the latest access token of a token series becomes invalid (e.g., due to its expiration or revocation), the token series it belongs to ends.

In this profile, a token series is characterized by access tokens used between a given pair (C, RS) having the same "session_id" in the EDHOC_Information (see Section 3.4) and bound to the same authentication credential AUTH_CRED_C of C.

AS assigns the "session_id" to the EDHOC_Information when issuing the first access token of a new series and that "session_id" remains fixed throughout the series lifetime. When assigning the identifier, AS MUST ensure that it was not used in a previous series whose access tokens share the following properties with the access tokens of the new series:

  • i) issued for the same RS; and

  • ii) bound to the same authentication credential AUTH_CRED_C of the requesting client (irrespectively of how the AUTH_CRED_C is identified in the access tokens).

In case the access token is issued for a group-audience (see Section 6.9 of [RFC9200]), what is defined above applies, with the difference that the token series is associated with all the RSs in the group-audience, as indicated by their respective AUTH_CRED_RS.

3.3. AS-to-C: Response

After verifying the POST request to the /token endpoint and that C is authorized to access, AS responds as defined in Section 5.8.2 of [RFC9200], with potential modifications as detailed below. If the request from C was invalid or not authorized, AS returns an error response as described in Section 5.8.3 of [RFC9200].

AS can signal that the use of EDHOC and OSCORE as per this profile is REQUIRED for a specific access token, by including the "ace_profile" parameter with the value "coap_edhoc_oscore" in the access token response. This means that C MUST use EDHOC with RS and derive an OSCORE Security Context, as specified in Section 4.2. After that, C MUST use the established OSCORE Security Context to protect communications with RS, when accessing protected resources at RS according to the authorization information indicated in the access token. Usually, it is assumed that constrained devices will be pre-configured with the necessary profile, so that this kind of profile signaling can be omitted.

According to this document, the AS provides the access token to C, by specifying it in the "access_token" parameter of the access token response. An alternative workflow where the access token is uploaded by AS directly to RS is described in [I-D.ietf-ace-workflow-and-params].

When issuing any access token, AS MUST send the following data in the response to C.

  • The "session_id" field of EDHOC_Information, which is the identifier of the token series which the issued access token belongs to.

When issuing the first access token of a token series, AS MUST send the following data in the response to C.

  • A unique identification of the authentication credential of RS, AUTH_CRED_RS. This is specified in the "rs_cnf" parameter defined in [RFC9201]. AUTH_CRED_RS can be transported by value or referred to by means of an appropriate identifier.

    When issuing the first access token ever to a pair (C, RS) using a pair of corresponding authentication credentials (AUTH_CRED_C, AUTH_CRED_RS), it is typically expected that the response to C may include AUTH_CRED_RS by value.

    When later issuing further access tokens to the same pair (C, RS) using the same AUTH_CRED_RS, it is expected that the response to C includes AUTH_CRED_RS by reference.

When issuing the first access token of a token series, AS MAY send EDHOC_Information related to RS, see Section 3.4, in corresponding fields of the response to C. This information is based on knowledge that AS has about RS, e.g., from a previous onboarding process, with particular reference to what RS supports as EDHOC peer.

Figure 5 shows an example of an AS response. The "rs_cnf" parameter specifies the authentication credential of RS, as an X.509 certificate transported by value in the "x5chain" field. The access token and the authentication credential of RS have been truncated for readability.

   Header: Created (Code=2.01)
      Content-Format: application/ace+cbor
      Payload:
      {
        / access_token / 1 : h'8343a1010aa2044c53/...
          (remainder of access token (CWT) omitted for brevity)/',
        / ace_profile / 38 : e'coap_edhoc_oscore',
        / expires_in /   2 : 3600,
        / rs_cnf /      41 : {
          e'x5chain' : h'3081ee3081a1a00302/...'
            (remainder of the credential omitted for brevity)/'
        }
        e'edhoc_info_param' : {
          e'session_id'    : h'01',
          e'methods'       : [0, 1, 2, 3],
          e'cipher_suites' : 0
        }
      }
Figure 5: Example of AS-to-C Access Token response with EDHOC and OSCORE profile.

3.3.1. Access Token

To avoid the complexity of different encodings, an access token of this profile SHALL be a CBOR Web Token (CWT), see [RFC8392]. When issuing any access token of a token series, AS MUST specify the following data in the associated claims of the access token:

  • The "session_id" field of EDHOC_Information, with the same value specified in the response to C from the /token endpoint.

    EDHOC_Information MUST be transported in the "edhoc_info" claim, defined in Section 10.5.

  • The authentication credential AUTH_CRED_C that C specified in its POST request to the /token endpoint (see Section 3.1), in the "cnf" claim.

    In the access token, AUTH_CRED_C can be transported by value or uniquely referred to by means of an appropriate identifier, regardless of how C specified it in the request to the /token endpoint. Thus, the specific field carried in the access token claim and specifying AUTH_CRED_C depends on the specific way used by AS.

    When issuing the first access token ever to a pair (C, RS) using a pair of corresponding authentication credentials (AUTH_CRED_C, AUTH_CRED_RS), it is typically expected that AUTH_CRED_C is included by value.

    When later issuing further access tokens to the same pair (C, RS) using the same AUTH_CRED_C, it is expected that AUTH_CRED_C is identified by reference.

When issuing the first access token of a token series, AS MAY specify additional EDHOC_Information data (see Section 3.4) in the "edhoc_info" claim of the access token. Specifically, if the following EDHOC_Information data are specified in the response to C from the /token endpoint, they MUST be included with the same values in the access token.

  • osc_ms_len: The size of the OSCORE Master Secret. If it is not included, the default value from Appendix A.1 of [RFC9528] is assumed.

  • osc_salt_len: The size of the OSCORE Master Salt. If it is not included, the default value from Appendix A.1 of [RFC9528] is assumed.

  • osc_version: The OSCORE version. If it is not included, the default value of 1 (see Section 5.4 of [RFC8613]) is assumed.

The access token needs to be protected for various reasons. To prevent manipulation of the content, it needs to be integrity protected. RS needs to be able to verify that the access token is issued by a trusted AS (source authentication). Depending on the use case and deployment, the access token may need to be confidentiality protected, for example, for privacy reasons.

AS protects the access token using a COSE method (see [RFC9052]) as specified in [RFC8392]. Depending on the audience, there may be different ways to most appropriately ensure the confidentiality of an access token. For an audience comprising a single RS, the CWT Claims Set may be wrapped in COSE_Encrypt / COSE_Encrypt0. Instead, if the access token needs to be read by multiple RSs, then the CWT Claims Set may be wrapped in COSE_Sign / COSE_Sign1 and confidentiality protection is applied during transport, by including the access token in the EAD_3 field of EDHOC message_3 sent by C to RS, when using the EDHOC forward message flow (see Section 4.2).

Figure 6 shows an example CWT Claims Set, including the relevant EDHOC parameters in the "edhoc_info" claim. The "cnf" claim specifies the authentication credential of C, as an X.509 certificate transported by value in the "x5chain" field. The authentication credential of C has been truncated for readability.

   {
    / aud /   3 : "tempSensorInLivingRoom",
    / iat /   6 : 1563451500,
    / exp /   4 : 1563453000,
    / scope / 9 :  "temperature_g firmware_p",
    / cnf /   8 : {
      e'x5chain' : h'3081ee3081a1a00302/...
        (remainder of the credential omitted for brevity)/'
    }
    e'edhoc_info_claim' : {
      e'session_id'    : h'01',
      e'methods'       : [0, 1, 2, 3],
      e'cipher_suites' : 0
    }
  }
Figure 6: Example of CWT Claims Set with EDHOC parameters.

3.3.2. Processing in C

When receiving an access token response including the "rs_cnf" parameter, C checks whether it is already storing the authentication credential of RS, namely AUTH_CRED_RS, specified in "rs_cnf" by value or reference.

If this is not the case, C retrieves AUTH_CRED_RS, either using the "rs_cnf" parameter or some other trusted source. After that, C validates the actual AUTH_CRED_RS. In case of successful validation, C stores AUTH_CRED_RS as a valid authentication credential. Otherwise, C MUST delete the access token.

3.3.3. Update of Access Rights

If C has a valid OSCORE Security Context associated with a valid access token, then C can send a request to AS for updating its access rights while preserving the same OSCORE Security Context.

If the request is granted, then AS generates a new access token, where the "edhoc_info" claim MUST include only the "session_id" field. The access token is provisioned to RS either via C as specified in this document, or directly as described in [I-D.ietf-ace-workflow-and-params]. In either case, the access token response from the AS to C MUST NOT include the "rs_cnf" parameter.

EDHOC_Information including the "session_id" field needs to be specified in the new access token in order for RS to identify the old access token to supersede, as well as the OSCORE Security Context already shared between C and RS and to be associated with the new access token.

3.4. EDHOC_Information

EDHOC_Information is an object including information that guides two peers towards executing the EDHOC protocol. In particular, the EDHOC_Information is defined to be serialized and transported between nodes, as specified by this document, but it can also be used by other specifications.

In the "coap_edhoc_oscore" profile of the ACE-OAuth framework, which is specified in this document, the EDHOC_Information object MUST be encoded as CBOR. However, for easy applicability to other contexts, we define also the JSON encoding.

The EDHOC_Information can be encoded either as a JSON object or as a CBOR map. The set of common fields that can appear in an EDHOC_Information can be found in the IANA "EDHOC Information" registry (see Section 10.9), defined for extensibility, and the initial set of parameters defined in this document is specified below. All parameters are optional.

Table 1 provides a summary of the EDHOC_Information parameters defined in this section.

Table 1: EDHOC_Information Parameters
Name CBOR label CBOR type Registry Description
session_id 0 bstr   Identifier of a session
methods 1 int or array EDHOC Method Type Registry Set of supported EDHOC methods
cipher_suites 2 int or array EDHOC Cipher Suites Registry Set of supported EDHOC cipher suites
message_4 3 True or False   Support for EDHOC message_4
comb_req 4 True or False   Support for the EDHOC + OSCORE combined request
uri_path 5 tstr   URI-path of the EDHOC resource
osc_ms_len 6 uint   Length in bytes of the OSCORE Master Secret to derive
osc_salt_len 7 uint   Length in bytes of the OSCORE Master Salt to derive
osc_version 8 uint   OSCORE version number to use
cred_types 9 int or array EDHOC Authentication Credential Types Registry Set of supported types of authentication credentials for EDHOC
id_cred_types 10 int or tstr or array COSE Header Parameters Registry Set of supported types of authentication credential identifiers for EDHOC
eads 11 uint or array EDHOC External Authorization Data Registry Set of supported EDHOC External Authorization Data (EAD) items
initiator 12 True or False   Support for the EDHOC Initiator role
responder 13 True or False   Support for the EDHOC Responder role
  • session_id: This parameter identifies a 'session' which the EDHOC information is associated with, but does not necessarily identify a specific EDHOC session. In this document, "session_id" identifies a token series. In JSON, the "session_id" value is a Base64 encoded byte string. In CBOR, the "session_id" type is a byte string, and has label 0.

  • methods: This parameter specifies a set of supported EDHOC methods (see Section 3.2 of [RFC9528]). If the set is composed of a single EDHOC method, this is encoded as an integer. Otherwise, the set is encoded as an array of integers, where each array element encodes one EDHOC method. In JSON, the "methods" value is an integer or an array of integers. In CBOR, the "methods" is an integer or an array of integers, and has label 1.

  • cipher_suites: This parameter specifies a set of supported EDHOC cipher suites (see Section 3.6 of [RFC9528]). If the set is composed of a single EDHOC cipher suite, this is encoded as an integer. Otherwise, the set is encoded as an array of integers, where each array element encodes one EDHOC cipher suite. In JSON, the "cipher_suites" value is an integer or an array of integers. In CBOR, the "cipher_suites" is an integer or an array of integers, and has label 2.

  • message_4: This parameter indicates whether the EDHOC message_4 (see Section 5.5 of [RFC9528]) is supported. In JSON, the "message_4" value is a boolean. In CBOR, "message_4" is the simple value "true" or "false", and has label 4.

  • comb_req: This parameter indicates whether the combined EDHOC + OSCORE request defined in [I-D.ietf-core-oscore-edhoc]) is supported. In JSON, the "comb_req" value is a boolean. In CBOR, "comb_req" is the simple value "true" or "false", and has label 5.

  • uri_path: This parameter specifies the path component of the URI of the EDHOC resource where EDHOC messages have to be sent as requests. In JSON, the "uri_path" value is a string. In CBOR, "uri_path" is a text string, and has label 6.

  • osc_ms_len: This parameter specifies the size in bytes of the OSCORE Master Secret to derive after the EDHOC session, as per Appendix A.1 of [RFC9528]. In JSON, the "osc_ms_len" value is an integer. In CBOR, the "osc_ms_len" type is unsigned integer, and has label 7.

  • osc_salt_len: This parameter specifies the size in bytes of the OSCORE Master Salt to derive after the EDHOC session, as per Appendix A.1 of [RFC9528]. In JSON, the "osc_salt_len" value is an integer. In CBOR, the "osc_salt_len" type is unsigned integer, and has label 8.

  • osc_version: This parameter specifies the OSCORE Version number that the two EDHOC peers have to use when using OSCORE. For more information about this parameter, see Section 5.4 of [RFC8613]. In JSON, the "osc_version" value is an integer. In CBOR, the "osc_version" type is unsigned integer, and has label 9.

  • cred_types: This parameter specifies a set of supported types of authentication credentials for EDHOC (see Section 3.5.2 of [RFC9528]). If the set is composed of a single type of authentication credential, this is encoded as an integer. Otherwise, the set is encoded as an array of integers, where each array element encodes one type of authentication credential. In JSON, the "cred_types" value is an integer or an array of integers. In CBOR, "cred_types" is an integer or an array of integers, and has label 9. The integer values are taken from the "EDHOC Authentication Credential Types" registry defined in [I-D.ietf-core-oscore-edhoc].

  • id_cred_types: This parameter specifies a set of supported types of authentication credential identifiers for EDHOC (see Section 3.5.3 of [RFC9528]). If the set is composed of a single type of authentication credential identifier, this is encoded as an integer or a text string. Otherwise, the set is encoded as an array, where each array element encodes one type of authentication credential identifier, as an integer or a text string. In JSON, the "id_cred_types" value is an integer, or a text string, or an array of integers and text strings. In CBOR, "id_cred_types" is an integer or a text string, or an array of integers and text strings, and has label 10. The integer or text string values are taken from the 'Label' column of the "COSE Header Parameters" registry [COSE.Header.Parameters].

  • eads: This parameter specifies a set of supported EDHOC External Authorization Data (EAD) items, identified by their ead_label (see Section 3.8 of [RFC9528]). If the set is composed of a single ead_label, this is encoded as an unsigned integer. Otherwise, the set is encoded as an array of unsigned integers, where each array element encodes one ead_label. In JSON, the "eads" value is an unsigned integer or an array of unsigned integers. In CBOR, "eads" is an unsigned integer or an array of unsigned integers, and has label 11. The unsigned integer values are taken from the 'Label' column of the "EDHOC External Authorization Data" registry defined in [RFC9528].

  • initiator: This parameter specifies whether the EDHOC Initiator role is supported. In JSON, the "initiator" value is a boolean. In CBOR, "initiator" is the simple value "true" (0xf5) or "false" (0xf4), and has label 12.

  • responder: This parameter specifies whether the EDHOC Responder role is supported. In JSON, the "responder" value is a boolean. In CBOR, "responder" is the simple value "true" (0xf5) or "false" (0xf4), and has label 13.

An example of JSON EDHOC_Information is given in Figure 7.

   "edhoc_info" : {
       "session_id"    : b64'AQ==',
       "methods"       : 1,
       "cipher_suites" : 0
   }
Figure 7: Example of JSON EDHOC_Information

The CDDL grammar describing the CBOR EDHOC_Information is:

EDHOC_Information = {
  ?  0 => bstr,                   ; id
  ?  1 => int / array,            ; methods
  ?  2 => int / array,            ; cipher_suites
  ?  3 => true / false,           ; message_4
  ?  4 => true / false,           ; comb_req
  ?  5 => tstr,                   ; uri_path
  ?  6 => uint,                   ; osc_ms_len
  ?  7 => uint,                   ; osc_salt_len
  ?  8 => uint,                   ; osc_version
  ?  9 => int / array,            ; cred_types
  ? 10 => int / tstr / array,     ; id_cred_types
  ? 11 => uint / array,           ; eads
  ? 12 => true / false,           ; initiator
  ? 13 => true / false,           ; responder
  * int / tstr => any
}

4. Client-RS Communication

This section describes the exchange between C and RS, including the execution of the EDHOC protocol, and the uploading of the access token from C to RS. The alternative workflow, where AS uploads the access token directly to RS, is described in [I-D.ietf-ace-workflow-and-params].

C and RS run the EDHOC protocol (see Section 4.2), and C uploads the access token in an EAD field (see Section 4.1) of an EDHOC message. Once successfully completed the EDHOC session, C and RS derive an OSCORE Security Context (see Section 4.5). OSCORE protects the communication when C accesses resources at RS, as per the access rights specified in the access token (see Section 4.9).

Detailed examples are given in Appendix A.

4.1. EAD items for Access Token and Session Identifier

This document defines EAD items (see Section 3.8 of [RFC9528]) for transporting access token and session idenfier in EDHOC.

  • EAD_ACCESS_TOKEN = (ead_label, ead_value), where:

    • ead_label is the integer value TBD registered in Section 10.8, and

    • ead_value is a CBOR byte string equal to the value of the "access_token" field of the access token response from AS, see Section 3.3.

This EAD item is critical, i.e., it is used only with the negative value of its ead_label, indicating that the receiving RS must process the protocol with the received access token, or else abort the EDHOC session (see Section 3.8 of [RFC9528]). A Client or Resource Server supporting the profile of ACE defined in this document MUST support this EAD item.

EAD_ACCESS_TOKEN is used only when uploading the first access token of a token series, but not for the update of access rights, see Section 4.6.

Editor's note: Add example. Value for ead_label not from lowest range, suggested value 26.

  • EAD_SESSION_ID = (ead_label, ead_value), where:

    • ead_label is the integer value TBD registered in Section 10.8, and

    • ead_value is a CBOR byte string equal to the value of the "session_id" field of EDHOC_Information (see Section 3.4).

This EAD item is critical, i.e., it is used only with the negative value of its ead_label, indicating that the receiving RS must process the protocol with the access token associated with this session_id and with the AUTH_CRED_C used in the EDHOC session, or else abort the EDHOC session (see Section 3.8 of [RFC9528]). A client or resource server supporting the profile of ACE defined in this document MUST support this EAD item.

EAD_SESSION_ID is used only if the access token has been provisioned to the RS and is valid, but there is a need to establish a (new) OSCORE Security Context with EDHOC between C and RS.

Editor's note: Add example. Value for ead_label from lowest range.

4.2. EDHOC Session

In order to mutually authenticate and establish secure communication for authorized access according to the profile described in this document, C and RS run the EDHOC protocol augmented with an access token, or reference thereof - the session identifier, carried in an EAD item, either EAD_ACCESS_TOKEN or EAD_SESSION_ID, see Section 4.1.

As per Appendix A.2 of [RFC9528], EDHOC may be transferred over CoAP using either the forward or the reverse message flow, manifesting the two possible mappings between the ACE roles client / resource server and the EDHOC roles Initiator / Responder (whereas the CoAP client/server roles remain the same). The choice of mapping depends on the deployment setting, in particular which identity to protect the most, since EDHOC protects the identity of the Initiator against active attackers.

In case of the EDHOC forward message flow, the access token / session id MUST be included in the EAD field of EDHOC message_3 (EAD_3). In case of the EDHOC reverse message flow, the access token / session id MAY be included in the EAD field of EDHOC message_2 (EAD_2) or message_4 (EAD_4). In this way the access token / session id gets at least the same confidentiality protection by EDHOC as provided to the authentication credential used by C, see Section 9.1 of [RFC9528].

Depending on message flow, the EDHOC messages will either be carried in CoAP POST requests or 2.04 (Changed) CoAP responses, as detailed in Appendix A.2 of [RFC9528].

C MUST target the EDHOC resource at RS with the URI path specified in the "uri_path" field of the EDHOC_Information in the access token response received from AS (see Section 3.1), if present. Otherwise, C assumes the target resource at RS to be the well-known EDHOC resource at the path /.well-known/edhoc.

RS has to ensure that attackers cannot perform requests on the EDHOC resource, other than sending EDHOC messages. Specifically, it SHOULD NOT be possible to perform any other operation than POST on an EDHOC resource.

4.3. Forward Message Flow

This section details the case where the EDHOC forward message flow is used (see Appendix A.2.1 of [RFC9528]), i.e., where C = I and RS = R.

Consistent with the EDHOC forward message flow, C sends EDHOC message_1 and EDHOC message_3 to an EDHOC resource at RS, as CoAP POST requests. RS sends EDHOC message_2 and (optionally) EDHOC message_4 as 2.04 (Changed) CoAP responses.

4.3.1. EDHOC message_1

The processing of EDHOC message_1 is specified in Section 5.2 of [RFC9528]. Additionally, the following applies:

  • The EDHOC method MUST be one of the EDHOC methods specified in the "methods" field (if present) in the EDHOC_Information of the access token response to C.

  • The selected cipher suite MUST be an EDHOC cipher suite specified in the "cipher_suites" field (if present) in the EDHOC_Information of the access token response to C.

4.3.2. EDHOC message_2

The processing of EDHOC message_2 is specified in Section 5.3 of [RFC9528] with the following additions:

  • The authentication credential CRED_R indicated by the message field ID_CRED_R is AUTH_CRED_RS.

4.3.3. EDHOC message_3

The processing of EDHOC message_3 is specified in Section 5.4 of [RFC9528] with the following additions:

  • The authentication credential CRED_I indicated by the message field ID_CRED_I is AUTH_CRED_C.

  • According to this profile, one of the EAD items EAD_ACCESS_TOKEN or EAD_SESSION_ID MUST be included in EAD_3.

  • If EAD_3 includes the EAD item EAD_ACCESS_TOKEN then RS MUST ensure that the included access token is valid. If EAD_3 includes the EAD item EAD_SESSION_ID then RS MUST ensure that the access token associated with the included session_id and with the AUTH_CRED_C used in the EDHOC session is valid. The validation follows the procedure specified in Section 4.6.2. If such a process fails, RS MUST reply to C with an EDHOC error message with ERR_CODE = 1 (see Section 6 of [RFC9528]), and it MUST abort the EDHOC session.

RS MUST have successfully validated the access token before completing the EDHOC session. If completed successfully, then the EDHOC session is associated with both the access token and the pair (session_id, AUTH_CRED_C). Any previous EDHOC session associated with the same access token and with the same pair (session_id, AUTH_CRED_C) MUST be deleted. The OSCORE Security Context derived from that EDHOC session MUST also be deleted.

Editor's note: Instead of ERR_CODE = 1, consider to use ERR_CODE = 3 "Access Denied" defined in draft-ietf-lake-authz

4.4. Reverse Message Flow

This section details the case where the EDHOC reverse message flow is used (see Appendix A.2.2 of [RFC9528]), i.e., where C = R and RS = I.

Consistent with the reverse message flow, C sends a trigger message, EDHOC message_2 and (optionally) EDHOC message_4 to RS as CoAP POST requests. RS sends EDHOC message_1 and EDHOC message_3 as 2.04 (Changed) CoAP responses.

According to this profile, one of the EAD items EAD_ACCESS_TOKEN or EAD_SESSION_ID MAY be included either in EAD_2 or EAD_4. If EAD_2 and EAD_4 contain either EAD_ACCESS_TOKEN or EAD_SESSION_ID then the EDHOC session MUST be aborted.

RS MUST have successfully validated the access token before completing the EDHOC session. If completed successfully, then the EDHOC session is associated with both the access token and the pair (session_id, AUTH_CRED_C). Any previous EDHOC session associated with the same access token and with the same pair (session_id, AUTH_CRED_C) MUST be deleted. The OSCORE Security Context derived from that EDHOC session MUST also be aborted.

Specific instructions for the different messages are included in the following subsections.

4.4.1. Trigger Message

As specified in Appendix A.2.2 of [RFC9528], the trigger message consists of C making an empty POST request to the EDHOC resource at RS, intended to trigger a response containing EDHOC message_1.

4.4.2. EDHOC message_1

The processing of EDHOC message_1 is specified in Section 5.2 of [RFC9528].

4.4.3. EDHOC message_2

The processing of EDHOC message_2 is specified in Section 5.3 of [RFC9528] with the following additions:

  • The authentication credential CRED_R indicated by the message field ID_CRED_R is AUTH_CRED_C.

  • If EAD_2 includes the EAD item EAD_ACCESS_TOKEN then RS MUST ensure that the included access token is valid. If EAD_2 includes the EAD item EAD_SESSION_ID then RS MUST ensure that the access token associated with the included session_id and with the AUTH_CRED_C used in the EDHOC session is valid. The validation follows the procedure specified in Section 4.6.2. If such a process fails, RS MUST reply to C with an EDHOC error message with ERR_CODE = 1 (see Section 6 of [RFC9528]), and it MUST abort the EDHOC session.

4.4.4. EDHOC message_3

The processing of EDHOC message_3 is specified in Section 5.4 of [RFC9528] with the following additions:

  • The authentication credential CRED_I indicated by the message field ID_CRED_I is AUTH_CRED_RS.

4.4.5. EDHOC message_4

The processing of EDHOC message_4 is specified in Section 5.5 of [RFC9528] with the following additions:

  • If EAD_4 includes the EAD item EAD_ACCESS_TOKEN then RS MUST ensure that the included access token is valid. If EAD_4 includes the EAD item EAD_SESSION_ID then RS MUST ensure that the access token associated to the included session_id and AUTH_CRED_C is valid. The validation follows the procedure specified in Section 4.6.2. If such a process fails, RS MUST reply to C with an EDHOC error message with ERR_CODE = 1 (see Section 6 of [RFC9528]), and it MUST abort the EDHOC session.

Editor's note: Instead of ERR_CODE = 1, consider to use ERR_CODE = 3 "Access Denied" defined in draft-ietf-lake-authz

4.5. OSCORE Security Context

Once successfully completed the EDHOC session, C and RS derive an OSCORE Security Context, as defined in Appendix A.1 of [RFC9528]. In addition, the following applies.

  • The length in bytes of the OSCORE Master Secret (i.e., the oscore_key_length parameter, see Appendix A.1 of [RFC9528]) MUST be the value specified in the "osc_ms_size" field (if present) in the EDHOC_Information of the access token response to C, and of the access token provisioned to RS, respectively.

  • The length in bytes of the OSCORE Master Salt (i.e., the oscore_salt_length parameter, see Appendix A.1 of [RFC9528]) MUST be the value specified in the "osc_salt_size" field (if present) in the EDHOC_Information of the access token response to C, and of the access token provisioned to RS, respectively.

  • C and RS MUST use the OSCORE version specified in the "osc_version" field (if present) in the EDHOC_Information of the access token response to C, and of the access token provisioned to RS, respectively.

  • RS associates the latest EDHOC session and the derived OSCORE Security Context with the stored access token, which is bound to the authentication credential AUTH_CRED_C used in the EDHOC session and with the session_id identifying the token series to which the access token belongs.

If supported by C, C MAY use the EDHOC + OSCORE combined request defined in [I-D.ietf-core-oscore-edhoc], unless the "comb_req" field of the EDHOC_Information was present in the access token response and set to the CBOR simple value "false" (0xf4). In the combined request, both EDHOC message_3 and the first OSCORE-protected application request are combined together in a single OSCORE-protected CoAP request, thus saving one round trip. For an example, see Appendix A.2. This requires C to derive the OSCORE Security Context with RS already after having successfully processed the received EDHOC message_2 and before sending EDHOC message_3.

4.6. Update of Access Rights

If C has a valid OSCORE Security Context associated with a valid access token at RS, then C can request from AS an update of the access rights as described in Section 3.1.

If the request is granted then AS generates a new access token containing updated access rights for C (see Section 3.3.3) in the same token series of the current access token (see Section 3.2).

According to this document, AS provides the access token to C (see Section 3.3) for further uploading to RS. Alternatively, the access token may be uploaded by AS directly to RS, as described in [I-D.ietf-ace-workflow-and-params]. If all validations are successful, C can access protected resources at RS according to the updated access rights using the previously established OSCORE Security Context.

The rest of this section describes the message exchange for the uploading of the access token from C to RS.

4.6.1. C-to-RS: POST to /authz-info endpoint

C can update its access rights by uploading the updated access token to RS using CoAP [RFC7252] and the Authorization Information endpoint as described in Section 5.10.1 of [RFC9200].

That is, C sends a POST request to the /authz-info endpoint at RS, with the request payload containing the access token without any CBOR wrapping. As per Section 5.10.1 of [RFC9200], the Content-Format of the POST request MUST be "application/cwt" to reflect the format of the transported access token.

C MUST protect the POST request using the current OSCORE Security Context shared with RS.

Upon receiving an access token from C, RS MUST follow the procedures defined in Section 5.10.1 of [RFC9200]. That is, RS must verify the validity of the access token. RS may make an introspection request (see Section 5.9.1 of [RFC9200]) to validate the access token.

RS MUST check the following conditions:

  • RS checks whether it stores an access token T_OLD, such that the "session_id" field of EDHOC_Information matches the "session_id" field of EDHOC_Information in the new access token T_NEW.

  • RS checks whether the OSCORE Security Context CTX used to protect the request matches the OSCORE Security Context associated with the stored access token T_OLD.

If both the conditions above hold, RS MUST replace the old access token T_OLD with the new access token T_NEW, and associate T_NEW with the OSCORE Security Context CTX.

Note that C and RS do not execute the EDHOC protocol, they do not establish a new OSCORE Security Context, and AUTH_CRED_C remains the same.

4.6.2. RS-to-C: 2.01 (Created)

If all validations are successful, RS MUST reply to the POST request with a 2.01 (Created) response protected with the same OSCORE Security Context, with no payload. The access token is stored such that it is possible to retrieve it based on "session_id" and AUTH_CRED_C.

After that, C can access to protected resources at RS according to the updated access rights using the previously established OSCORE Security Context.

Otherwise, RS MUST respond with a 4.01 (Unauthorized) error response. RS may provide additional information in the payload of the error response, in order to clarify what went wrong.

As specified in Section 5.10.1 of [RFC9200], when receiving a valid access token with updated authorization information from C (see Section 4.6.1), it is recommended that RS overwrites the previous access token. That is, only the latest authorization information in the access token received by RS is valid. This simplifies the process needed by RS to keep track of authorization information for a given client.

Editor's note: The following error case was described for unprotected POST /authz-info. It seems not relevant anymore.

If, instead, the access token is valid but associated with claims that RS cannot process (e.g., an unknown scope), or if any of the expected parameters is missing (e.g., any of the mandatory parameters from AS or the identifier "session_id"), or if any parameters received in the EDHOC_Information is unrecognized, then RS MUST respond with an error response code equivalent to the CoAP code 4.00 (Bad Request). In the latter two cases, RS may provide additional information in the payload of the error response, in order to clarify what went wrong.

4.7. Discarding the OSCORE Security Context

There are a number of cases where C or RS have to discard the OSCORE Security Context, and may establish a new one (see Section 4.8).

C MUST discard the current OSCORE Security Context shared with RS when any of the following occurs.

  • The OSCORE Sender Sequence Number space of C is exhausted.

  • The access token associated with the OSCORE Security Context becomes invalid, for example due to expiration or revocation.

  • C receives a number of unprotected 4.01 (Unauthorized) responses to OSCORE-protected requests, which are sent to RS and protected using the same OSCORE Security Context. The exact number of such received responses needs to be specified by the application. This may for example happen due to lack of storage in RS, which then sends the "AS Request Creation Hints" message (see Section 5.3 of [RFC9200]).

  • The authentication credential of C (of RS) becomes invalid, e.g., due to expiration or revocation, and it was used as CRED_I (CRED_R) in the EDHOC session to establish the OSCORE Security Context.

RS MUST discard the current OSCORE Security Context shared with C when any of the following occurs:

  • The OSCORE Sender Sequence Number space of RS is exhausted.

  • The access token associated with the OSCORE Security Context becomes invalid, for example due to expiration or revocation.

  • The authentication credential of C (of RS) becomes invalid (e.g., due to expiration or revocation), and it was used as CRED_I (CRED_R) in the EDHOC session to establish the OSCORE Security Context.

After a new access token is successfully uploaded to RS, and a new OSCORE Security Context is established between C and RS, messages still in transit that were protected with the previous OSCORE Security Context might not be successfully verified by the recipient, since the old OSCORE Security Context might have been discarded. This means that messages sent shortly before C has uploaded the new access token to RS might not be successfully accepted by the recipient.

Furthermore, implementations may want to cancel CoAP observations at RS, if registered before the new OSCORE Security Context has been established. Alternatively, applications need to implement a mechanism to ensure that, from then on, messages exchanged within those observations are going to be protected with the newly derived OSCORE Security Context.

4.8. Establishing a New OSCORE Security Context

The procedure of provisioning a new access token to RS specified in this section applies to various cases when an OSCORE Security Context shared between C and RS has been deleted, for example as described in Section 4.7.

Another exceptional case is when there is still a valid OSCORE Security Context but it needs to be updated, e.g., due to a policy limiting its use in terms of time or amount of processed data, or to the imminent exhaustion of the OSCORE Sender Sequence Number space. In this case, C and RS SHALL attempt to run the KUDOS key update protocol [I-D.ietf-core-oscore-key-update], which is a lightweight alternative independent of ACE and EDHOC that does not require the posting of an access token. If KUDOS is not supported, then C and RS falls back to EDHOC as outlined above.

In either case, C and RS establish a new OSCORE Security Context that replaces the old one and will be used for protecting their communications from then on. In particular, RS MUST associate the new OSCORE Security Context with the current (potentially re-posted) access token. Moreover, the session identifier, which is associated to the token series, remains unchanged even if C and RS have established a new EDHOC session. Unless C and RS re-run the EDHOC protocol, they preserve their OSCORE identifiers, i.e., the OSCORE Sender/Recipient IDs.

4.9. Access Rights Verification

RS MUST follow the procedures defined in Section 5.10.2 of [RFC9200]. That is, if RS receives an OSCORE-protected request targeting a protected resource from C, then RS processes the request according to [RFC8613], when Version 1 of OSCORE is used. Future specifications may define new versions of OSCORE, which AS can indicate C and RS to use by means of the "osc_version" field of EDHOC_Information (see Section 3).

If OSCORE verification succeeds and the target resource requires authorization, RS retrieves the authorization information using the access token associated with the OSCORE Security Context. Then, RS must verify that the authorization information covers the target resource and the action intended by C on it.

4.10. Access Token Invalidity

When an access token becomes invalid (e.g., due to its expiration or revocation), RS MUST delete the access token and the associated OSCORE Security Context, and MUST notify C with an error response with code 4.01 (Unauthorized) for any long running request, as specified in Section 5.8.3 of [RFC9200].

5. Secure Communication with AS

As specified in the ACE framework (see Sections 5.8 and 5.9 of [RFC9200]), the requesting entity (RS and/or C) and AS communicates via the /token or /introspect endpoint. When using this profile, the use of CoAP [RFC7252] and OSCORE [RFC8613] for this communication is RECOMMENDED. Other protocols fulfilling the security requirements defined in Section 5 of [RFC9200] (such as HTTP and DTLS [RFC9147] or TLS [RFC8446]) MAY be used instead.

If OSCORE is used, the requesting entity and AS need to have an OSCORE Security Context in place. While this can be pre-installed, the requesting entity and AS can establish such an OSCORE Security Context, for example, by running the EDHOC protocol, as shown between C and AS by the examples in Appendix A.1 and Appendix A.2. This also applies for communication between RS and AS, for example to protect the upload of access token from AS directly to RS as described in [I-D.ietf-ace-workflow-and-params].

6. CWT Confirmation Methods

This document defines a number of new CWT confirmation methods (see Section 10.7). The semantics of each confirmation method is defined below.

6.1. Ordered Chain of X.509 Certificates

The confirmation method "x5chain" specifies an ordered array of X.509 certificates [RFC5280]. The semantics of "x5chain" is like that of the "x5chain" COSE Header Parameter specified in [RFC9360].

6.2. Unordered Bag of X.509 Certificates

The confirmation method "x5bag" specifies a bag of X.509 certificates [RFC5280]. The semantics of "x5bag" is like that of the "x5bag" COSE Header Parameter specified in [RFC9360].

6.3. Hash of an X.509 Certificate

The confirmation method "x5t" specifies the hash value of the end-entity X.509 certificate [RFC5280]. The semantics of "x5t" is like that of the "x5t" COSE Header Parameter specified in [RFC9360].

6.4. URI Pointing to an Ordered Chain of X.509 Certificates

The confirmation method "x5u" specifies the URI [RFC3986] of an ordered chain of X.509 certificates [RFC5280]. The semantics of "x5u" is like that of the "x5u" COSE Header Parameter specified in [RFC9360].

6.5. Ordered Chain of C509 Certificates

The confirmation method "c5c" specifies an ordered array of C509 certificates [I-D.ietf-cose-cbor-encoded-cert]. The semantics of "c5c" is like that of the "c5c" COSE Header Parameter specified in [I-D.ietf-cose-cbor-encoded-cert].

6.6. Unordered Bag of C509 Certificates

The confirmation method "c5b" specifies a bag of C509 certificates [I-D.ietf-cose-cbor-encoded-cert]. The semantics of "c5b" is like that of the "c5b" COSE Header Parameter specified in [I-D.ietf-cose-cbor-encoded-cert].

6.7. Hash of a C509 Certificate

The confirmation method "c5t" specifies the hash value of the end-entity C509 certificate [I-D.ietf-cose-cbor-encoded-cert]. The semantics of "c5t" is like that of the "c5t" COSE Header Parameter specified in [I-D.ietf-cose-cbor-encoded-cert].

6.8. URI Pointing to an Ordered Chain of C509 Certificates

The confirmation method "c5u" specifies the URI [RFC3986] of a COSE_C509 containing an ordered chain of C509 certificates [I-D.ietf-cose-cbor-encoded-cert]. COSE_C509 is defined in [I-D.ietf-cose-cbor-encoded-cert]. The semantics of "c5u" is like that of the "c5u" COSE Header Parameter specified in [I-D.ietf-cose-cbor-encoded-cert].

6.9. CWT Containing a COSE_Key

The confirmation method "kcwt" specifies a CBOR Web Token (CWT) [RFC8392] containing a COSE_Key [RFC9053] in a 'cnf' claim and possibly other claims. The semantics of "kcwt" is like that of the "kcwt" COSE Header Parameter specified in [RFC9528].

6.10. CCS Containing a COSE_Key

The confirmation method "kccs" specifies a CWT Claims Set (CCS) [RFC8392] containing a COSE_Key [RFC9053] in a 'cnf' claim and possibly other claims. The semantics of "kccs" is like that of the "kccs" COSE Header Parameter specified in [RFC9528].

7. JWT Confirmation Methods

This document defines a number of new JWT confirmation methods (see Section 10.6). The semantics of each confirmation method is defined below.

7.1. Ordered Chain of X.509 Certificates

The confirmation method "x5c" specifies an ordered array of X.509 certificates [RFC5280]. The semantics of "x5c" is like that of the "x5c" JSON Web Signature and Encryption Header Parameter specified in [RFC7515], with the following difference. The public key contained in the first certificate is the proof-of-possession key and does not have to correspond to a key used to digitally sign the JWS.

7.2. Unordered Bag of X.509 Certificates

The confirmation method "x5b" specifies a bag of X.509 certificates [RFC5280]. The semantics of the "x5b" is like that of the "x5c" JWT confirmation method defined in Section 7.1, with the following differences. First, the set of certificates is unordered and may contain self-signed certificates. Second, the composition and processing of "x5b" are like for the "x5bag" COSE Header Parameter defined in [RFC9360].

7.3. Hash of an X.509 Certificate

The confirmation method "x5t" specifies the hash value of the end-entity X.509 certificate [RFC5280]. The semantics of "x5t" is like that of the "x5t" JSON Web Signature and Encryption Header Parameter specified in [RFC7515].

7.4. URI Pointing to an Ordered Chain of X.509 Certificates

The confirmation method "x5u" specifies the URI [RFC3986] of an ordered chain of X.509 certificates [RFC5280]. The semantics of "x5u" is like that of the "x5u" COSE Header Parameter specified in [RFC9360], with the following difference. The public key contained in the first certificate is the proof-of-possession key and does not have to correspond to a key used to digitally sign the JWS.

7.5. Ordered Chain of C509 Certificates

The confirmation method "c5c" specifies an ordered array of C509 certificates [I-D.ietf-cose-cbor-encoded-cert]. The semantics of "c5c" is like that of the "x5c" JWT confirmation method defined in Section 7.1, with the following difference. Each string in the JSON array is a base64-encoded (Section 4 of [RFC4648] - not base64url-encoded) C509 certificate.

7.6. Unordered Bag of C509 Certificates

The confirmation method "c5b" specifies a bag of C509 certificates [I-D.ietf-cose-cbor-encoded-cert]. The semantics of "c5b" is like that of the "c5c" JWT confirmation method defined in Section 7.5, with the following differences. First, the set of certificates is unordered and may contain self-signed certificates. Second, the composition and processing of "c5b" is like for the "c5b" COSE Header Parameter defined in [I-D.ietf-cose-cbor-encoded-cert].

7.7. Hash of a C09 Certificate

The confirmation method "c5t" specifies the hash value of the end-entity C509 certificate [I-D.ietf-cose-cbor-encoded-cert]. The semantics of "c5t" is like that of the "x5t" JWT confirmation method defined in Section 7.3, with the following differences. First, the base64url-encoded SHA-1 thumbprint is computed over the C509 certificate. Second, the public key contained in the C509 certificate does not have to correspond to a key used to digitally sign the JWS.

7.8. URI Pointing to an Ordered Chain of C509 Certificates

The confirmation method "c5u" specifies the URI [RFC3986] of COSE_C509 containing an ordered chain of C509 certificates [I-D.ietf-cose-cbor-encoded-cert]. COSE_C509 is defined in [I-D.ietf-cose-cbor-encoded-cert]. The semantics of "c5u" is like that of the "x5u" JWT confirmation method defined in Section 7.4, with the following differences. First, the URI refers to a resource for the C509 certificate chain. Second, the public key contained in one of the C509 certificates and acting as proof-of-possession key does not have to correspond to a key used to digitally sign the JWS.

7.9. CWT Containing a COSE_Key

The confirmation method "kcwt" specifies a CBOR Web Token (CWT) [RFC8392] containing a COSE_Key [RFC9053] in a 'cnf' claim and possibly other claims. The format of "kcwt" is the base64url-encoded serialization of the CWT.

7.10. CCS Containing a COSE_Key

The confirmation method "kccs" specifies a CWT Claims Set (CCS) [RFC8392] containing a COSE_Key [RFC9053] in a 'cnf' claim and possibly other claims. The format of "kcwt" is the base64url-encoded serialization of the CWT.

8. Security Considerations

This document specifies a profile for the Authentication and Authorization for Constrained Environments (ACE) framework [RFC9200]. Thus, the general security considerations from the ACE framework also apply to this profile.

Furthermore, the security considerations from OSCORE [RFC8613] and from EDHOC [RFC9528] also apply to this specific use of the OSCORE and EDHOC protocols.

As previously stated, once completed the EDHOC session, C and RS are mutually authenticated through their respective authentication credentials, whose retrieval has been facilitated by AS. Also once completed the EDHOC session, C and RS have established a long-term secret key PRK_out enjoying forward secrecy. This is in turn used by C and RS to establish an OSCORE Security Context.

Furthermore, RS achieves confirmation that C has PRK_out (proof-of-possession) when completing the EDHOC session. Rather, C achieves confirmation that RS has PRK_out (proof-of-possession) either when receiving the optional EDHOC message_4 from RS, or when successfully verifying a response from RS protected with the established OSCORE Security Context.

OSCORE is designed to secure point-to-point communication, providing a secure binding between a request and the corresponding response(s). Thus, the basic OSCORE protocol is not intended for use in point-to-multipoint communication (e.g., enforced via multicast or a publish-subscribe model). Implementers of this profile should make sure that their use case of OSCORE corresponds to the expected one, in order to prevent weakening the security assurances provided by OSCORE.

When using this profile, it is RECOMMENDED that RS stores only one access token per client. The use of multiple access tokens for a single client increases the strain on RS, since it must consider every access token associated with the client and calculate the actual permissions that client has. Also, access tokens indicating different or disjoint permissions from each other may lead RS to enforce wrong permissions. If one of the access tokens expires earlier than others, the resulting permissions may offer insufficient protection. Developers SHOULD avoid using multiple access tokens for a same client. Furthermore, RS MUST NOT store more than one access token per client per PoP-key (i.e., per client's authentication credential).

9. Privacy Considerations

This document specifies a profile for the Authentication and Authorization for Constrained Environments (ACE) framework [RFC9200]. Thus, the general privacy considerations from the ACE framework also apply to this profile.

Furthermore, the privacy considerations from OSCORE [RFC8613] and from EDHOC [RFC9528] also apply to this specific use of the OSCORE and EDHOC protocols.

An unprotected response to an unauthorized request may disclose information about RS and/or its existing relationship with C. It is advisable to include as little information as possible in an unencrypted response. When an OSCORE Security Context already exists between C and RS, more detailed information may be included.

Except for the case where C attempts to update its access rights, the (encrypted) access token is sent in an unprotected POST request to the /authz-info endpoint at RS. Thus, if C uses the same single access token from multiple locations, it can risk being tracked by the access token's value even when the access token is encrypted.

The identifiers used in OSCORE, i.e., the OSCORE Sender/Recipient IDs, are negotiated by C and RS during the EDHOC session. That is, the EDHOC Connection Identifier C_I of C is going to be the OSCORE Recipient ID of C (the OSCORE Sender ID of RS). Conversely, the EDHOC Connection Identifier C_R of RS is going to be the OSCORE Recipient ID of RS (the OSCORE Sender ID of C). These OSCORE identifiers are privacy sensitive (see Section 12.8 of [RFC8613]). In particular, they could reveal information about C, or may be used for correlating different requests from C, e.g., across different networks that C has joined and left over time. This can be mitigated if C and RS dynamically update their OSCORE identifiers, e.g., by using the method defined in [I-D.ietf-core-oscore-key-update].

10. IANA Considerations

This document has the following actions for IANA.

Note to RFC Editor: Please replace all occurrences of "[RFC-XXXX]" with the RFC number of this specification and delete this paragraph.

10.1. ACE Profiles Registry

IANA is asked to add the following entry to the "ACE Profiles" registry, following the procedure specified in [RFC9200].

  • Name: coap_edhoc_oscore

  • Description: Profile for delegating client authentication and authorization in a constrained environment by establishing an OSCORE Security Context [RFC8613] between resource-constrained nodes, through the execution of the lightweight authenticated key exchange protocol EDHOC [RFC9528].

  • CBOR Value: TBD (value between 1 and 255)

  • Reference: [RFC-XXXX]

10.2. OAuth Parameters Registry

IANA is asked to add the following entry to the "OAuth Parameters" registry.

  • Name: "edhoc_info"

  • Parameter Usage Location: token request and token response

  • Change Controller: IETF

  • Reference: [RFC-XXXX]

10.3. OAuth Parameters CBOR Mappings Registry

IANA is asked to add the following entry to the "OAuth Parameters CBOR Mappings" registry, following the procedure specified in [RFC9200].

  • Name: "edhoc_info"

  • CBOR Key: TBD

  • Value Type: map

  • Reference: [RFC-XXXX]

10.4. JSON Web Token Claims Registry

IANA is asked to add the following entries to the "JSON Web Token Claims" registry, following the procedure specified in [RFC7519].

  • Claim Name: "edhoc_info"

  • Claim Description: Information for EDHOC session

  • Change Controller: IETF

  • Reference: [RFC-XXXX]

10.5. CBOR Web Token (CWT) Claims Registry

IANA is asked to add the following entries to the "CBOR Web Token (CWT) Claims" registry, following the procedure specified in [RFC8392].

  • Claim Name: "edhoc_info"

  • Claim Description: Information for EDHOC session

  • JWT Claim Name: "edhoc_info"

  • Claim Key: TBD

  • Claim Value Type: map

  • Change Controller: IETF

  • Reference: [RFC-XXXX]

10.6. JWT Confirmation Methods Registry

IANA is asked to add the following entries to the "JWT Confirmation Methods" registry, following the procedure specified in [RFC7800].

  • Confirmation Method Value: "x5c"

  • Confirmation Method Description: An ordered chain of X.509 certificates

  • Change Controller: IETF

  • Reference: Section 7.1 of [RFC-XXXX]


  • Confirmation Method Value: "x5b"

  • Confirmation Method Description: An unordered bag of X.509 certificates

  • Change Controller: IETF

  • Reference: Section 7.2 of [RFC-XXXX]


  • Confirmation Method Value: "x5t"

  • Confirmation Method Description: Hash of an X.509 certificate

  • Change Controller: IETF

  • Reference: Section 7.3 of [RFC-XXXX]


  • Confirmation Method Value: "x5u"

  • Confirmation Method Description: URI pointing to an ordered chain of X.509 certificates

  • Change Controller: IETF

  • Reference: Section 7.4 of [RFC-XXXX]


  • Confirmation Method Value: "c5c"

  • Confirmation Method Description: An ordered chain of C509 certificates

  • Change Controller: IETF

  • Reference: Section 7.5 of [RFC-XXXX]


  • Confirmation Method Value: "c5b"

  • Confirmation Method Description: An unordered bag of C509 certificates

  • Change Controller: IETF

  • Reference: Section 7.6 of [RFC-XXXX]


  • Confirmation Method Value: "c5t"

  • Confirmation Method Description: Hash of a C509 certificate

  • Change Controller: IETF

  • Reference: Section 7.7 of [RFC-XXXX]


  • Confirmation Method Value: "c5u"

  • Confirmation Method Description: URI pointing to a COSE_C509 containing an ordered chain of C509 certificates

  • Change Controller: IETF

  • Reference: Section 7.8 of [RFC-XXXX]


  • Confirmation Method Value: "kcwt"

  • Confirmation Method Description: A CBOR Web Token (CWT) containing a COSE_Key in a 'cnf' claim and possibly other claims

  • Change Controller: IETF

  • Reference: Section 7.9 of [RFC-XXXX]


  • Confirmation Method Value: "kccs"

  • Confirmation Method Description: A CWT Claims Set (CCS) containing a COSE_Key in a 'cnf' claim and possibly other claims

  • Change Controller: IETF

  • Reference: Section 7.10 of [RFC-XXXX]

10.7. CWT Confirmation Methods Registry

IANA is asked to add the following entries to the "CWT Confirmation Methods" registry, following the procedure specified in [RFC8747].

  • Confirmation Method Name: x5chain

  • Confirmation Method Description: An ordered chain of X.509 certificates

  • JWT Confirmation Method Name: "x5c"

  • Confirmation Key: TBD

  • Confirmation Value Type: COSE_X509

  • Change Controller: IETF

  • Reference: Section 6.1 of [RFC-XXXX]


  • Confirmation Method Name: x5bag

  • Confirmation Method Description: An unordered bag of X.509 certificates

  • JWT Confirmation Method Name: "x5b"

  • Confirmation Key: TBD

  • Confirmation Value Type: COSE_X509

  • Change Controller: IETF

  • Reference: Section 6.2 of [RFC-XXXX]


  • Confirmation Method Name: x5t

  • Confirmation Method Description: Hash of an X.509 certificate

  • JWT Confirmation Method Name: "x5t"

  • Confirmation Key: TBD

  • Confirmation Value Type: COSE_CertHash

  • Change Controller: IETF

  • Reference: Section 6.3 of [RFC-XXXX]


  • Confirmation Method Name: x5u

  • Confirmation Method Description: URI pointing to an ordered chain of X.509 certificates

  • JWT Confirmation Method Name: "x5u"

  • Confirmation Key: TBD

  • Confirmation Value Type: uri

  • Change Controller: IETF

  • Reference: Section 6.4 of [RFC-XXXX]


  • Confirmation Method Name: c5c

  • Confirmation Method Description: An ordered chain of C509 certificates

  • JWT Confirmation Method Name: "c5c"

  • Confirmation Key: TBD

  • Confirmation Value Type: COSE_C509

  • Change Controller: IETF

  • Reference: Section 6.5 of [RFC-XXXX]


  • Confirmation Method Name: c5b

  • Confirmation Method Description: An unordered bag of C509 certificates

  • JWT Confirmation Method Name: "c5b"

  • Confirmation Key: TBD

  • Confirmation Value Type: COSE_C509

  • Change Controller: IETF

  • Reference: Section 6.6 of [RFC-XXXX]


  • Confirmation Method Name: c5t

  • Confirmation Method Description: Hash of a C509 certificate

  • JWT Confirmation Method Name: "c5t"

  • Confirmation Key: TBD

  • Confirmation Value Type: COSE_CertHash

  • Change Controller: IETF

  • Reference: Section 6.7 of [RFC-XXXX]


  • Confirmation Method Name: c5u

  • Confirmation Method Description: URI pointing to a COSE_C509 containing an ordered chain of C509 certificates

  • JWT Confirmation Method Name: "c5u"

  • Confirmation Key: TBD

  • Confirmation Value Type: uri

  • Change Controller: IETF

  • Reference: Section 6.8 of [RFC-XXXX]


  • Confirmation Method Name: kcwt

  • Confirmation Method Description: A CBOR Web Token (CWT) containing a COSE_Key in a 'cnf' claim and possibly other claims

  • JWT Confirmation Method Name: "kcwt"

  • Confirmation Key: TBD

  • Confirmation Value Type: COSE_Messages

  • Change Controller: IETF

  • Reference: Section 6.9 of [RFC-XXXX]


  • Confirmation Method Name: kccs

  • Confirmation Method Description: A CWT Claims Set (CCS) containing a COSE_Key in a 'cnf' claim and possibly other claims

  • JWT Confirmation Method Name: "kccs"

  • Confirmation Key: TBD

  • Confirmation Value Type: map / #6(map)

  • Change Controller: IETF

  • Reference: Section 6.10 of [RFC-XXXX]

10.8. EDHOC External Authorization Data Registry

IANA is asked to add the following entries to the "EDHOC External Authorization Data" registry defined in Section 10.5 of [RFC9528].

  • Name: ACE-OAuth Access Token

  • Label: TBD

  • Description: An Access Token as used in the ACE-OAuth framework [RFC9200]

  • Reference: [RFC-XXXX], Section 4.1


  • Name: Session ID

  • Label: TBD

  • Description: The identifier of an EDHOC session

  • Reference: [RFC-XXXX], Section 4.1

10.9. EDHOC Information Registry

IANA is requested to create a new "EDHOC Information" registry within the "Ephemeral Diffie-Hellman Over COSE (EDHOC)" registry group defined in [RFC9528].

As registration policy, the registry uses either "Standards Action with Expert Review", or "Specification Required" per Section 4.6 of [RFC8126], or "Expert Review" per Section 4.5 of [RFC8126]. Expert Review guidelines are provided in Section 10.10.

All assignments according to "Standards Action with Expert Review" are made on a "Standards Action" basis per Section 4.9 of [RFC8126], with Expert Review additionally required per Section 4.5 of [RFC8126]. The procedure for early IANA allocation of Standards Track code points defined in [RFC7120] also applies. When such a procedure is used, review and approval by the designated expert are also required, in order for the WG chairs to determine that the conditions for early allocation are met (see step 2 in Section 3.1 of [RFC7120]).

The columns of the registry are:

  • Name: A descriptive name that enables easier reference to this item. Because a core goal of this document is for the resulting representations to be compact, it is RECOMMENDED that the name be short.

    This name is case sensitive. Names may not match other registered names in a case-insensitive manner unless the Designated Experts determine that there is a compelling reason to allow an exception. The name is not used in the CBOR encoding.

  • CBOR label: The value to be used as CBOR abbreviation of the item.

    The value MUST be unique. The value can be a positive integer, a negative integer or a string. Integer values between -256 and 255 and strings of length 1 are designated as "Standards Action With Expert Review". Integer values from -65536 to -257 and from 256 to 65535 and strings of maximum length 2 are designated as "Specification Required". Integer values greater than 65535 and strings of length greater than 2 are designated as "Expert Review". Integer values less than -65536 are marked as "Private Use".

  • CBOR type: The CBOR type of the item, or a pointer to the registry that defines its type, when that depends on another item.

  • Registry: The registry that values of the item may come from, if one exists.

  • Description: A brief description of this item.

  • Specification: A pointer to the public specification for the item, if one exists.

This registry will be initially populated by the values in Table 1. In the "Specification" column, the value for all of these entries will be [RFC-XXXX] and [RFC9528].

10.10. Expert Review Instructions

The IANA registry established in this document is defined as "Standards Action with Expert Review", "Specification Required", or "Expert Review", depending on the range of values for which an assignment is requested. This section gives some general guidelines for what the experts should be looking for, but they are being designated as experts for a reason so they should be given substantial latitude.

Expert reviewers should take into consideration the following points:

  • Point squatting should be discouraged. Reviewers are encouraged to get sufficient information for registration requests to ensure that the usage is not going to duplicate one that is already registered and that the point is likely to be used in deployments. The zones tagged as private use are intended for testing purposes and closed environments; code points in other ranges should not be assigned for testing.

  • Specifications are required for the Standards Action range of point assignment. Specifications should exist for Specification Required ranges, but early assignment before a specification is available is considered to be permissible. Specifications are needed for the first-come, first-serve range if they are expected to be used outside of closed environments in an interoperable way. When specifications are not provided, the description provided needs to have sufficient information to identify what the point is being used for.

  • Experts should take into account the expected usage of fields when approving point assignment. The fact that there is a range for Standards Track documents does not mean that a Standards Track document cannot have points assigned outside of that range. The length of the encoded value should be weighed against how many code points of that length are left, the size of device it will be used on, and the number of code points left that encode to that size.

11. References

11.1. Normative References

[COSE.Header.Parameters]
IANA, "COSE Header Parameters", <https://www.iana.org/assignments/cose/cose.xhtml#header-parameters>.
[I-D.ietf-core-oscore-edhoc]
Palombini, F., Tiloca, M., Höglund, R., Hristozov, S., and G. Selander, "Using Ephemeral Diffie-Hellman Over COSE (EDHOC) with the Constrained Application Protocol (CoAP) and Object Security for Constrained RESTful Environments (OSCORE)", Work in Progress, Internet-Draft, draft-ietf-core-oscore-edhoc-11, , <https://datatracker.ietf.org/doc/html/draft-ietf-core-oscore-edhoc-11>.
[I-D.ietf-cose-cbor-encoded-cert]
Mattsson, J. P., Selander, G., Raza, S., Höglund, J., and M. Furuhed, "CBOR Encoded X.509 Certificates (C509 Certificates)", Work in Progress, Internet-Draft, draft-ietf-cose-cbor-encoded-cert-11, , <https://datatracker.ietf.org/doc/html/draft-ietf-cose-cbor-encoded-cert-11>.
[RFC2119]
Bradner, S., "Key words for use in RFCs to Indicate Requirement Levels", BCP 14, RFC 2119, DOI 10.17487/RFC2119, , <https://www.rfc-editor.org/rfc/rfc2119>.
[RFC3986]
Berners-Lee, T., Fielding, R., and L. Masinter, "Uniform Resource Identifier (URI): Generic Syntax", STD 66, RFC 3986, DOI 10.17487/RFC3986, , <https://www.rfc-editor.org/rfc/rfc3986>.
[RFC4648]
Josefsson, S., "The Base16, Base32, and Base64 Data Encodings", RFC 4648, DOI 10.17487/RFC4648, , <https://www.rfc-editor.org/rfc/rfc4648>.
[RFC5280]
Cooper, D., Santesson, S., Farrell, S., Boeyen, S., Housley, R., and W. Polk, "Internet X.509 Public Key Infrastructure Certificate and Certificate Revocation List (CRL) Profile", RFC 5280, DOI 10.17487/RFC5280, , <https://www.rfc-editor.org/rfc/rfc5280>.
[RFC6749]
Hardt, D., Ed., "The OAuth 2.0 Authorization Framework", RFC 6749, DOI 10.17487/RFC6749, , <https://www.rfc-editor.org/rfc/rfc6749>.
[RFC7120]
Cotton, M., "Early IANA Allocation of Standards Track Code Points", BCP 100, RFC 7120, DOI 10.17487/RFC7120, , <https://www.rfc-editor.org/rfc/rfc7120>.
[RFC7252]
Shelby, Z., Hartke, K., and C. Bormann, "The Constrained Application Protocol (CoAP)", RFC 7252, DOI 10.17487/RFC7252, , <https://www.rfc-editor.org/rfc/rfc7252>.
[RFC7515]
Jones, M., Bradley, J., and N. Sakimura, "JSON Web Signature (JWS)", RFC 7515, DOI 10.17487/RFC7515, , <https://www.rfc-editor.org/rfc/rfc7515>.
[RFC7519]
Jones, M., Bradley, J., and N. Sakimura, "JSON Web Token (JWT)", RFC 7519, DOI 10.17487/RFC7519, , <https://www.rfc-editor.org/rfc/rfc7519>.
[RFC7800]
Jones, M., Bradley, J., and H. Tschofenig, "Proof-of-Possession Key Semantics for JSON Web Tokens (JWTs)", RFC 7800, DOI 10.17487/RFC7800, , <https://www.rfc-editor.org/rfc/rfc7800>.
[RFC8126]
Cotton, M., Leiba, B., and T. Narten, "Guidelines for Writing an IANA Considerations Section in RFCs", BCP 26, RFC 8126, DOI 10.17487/RFC8126, , <https://www.rfc-editor.org/rfc/rfc8126>.
[RFC8174]
Leiba, B., "Ambiguity of Uppercase vs Lowercase in RFC 2119 Key Words", BCP 14, RFC 8174, DOI 10.17487/RFC8174, , <https://www.rfc-editor.org/rfc/rfc8174>.
[RFC8392]
Jones, M., Wahlstroem, E., Erdtman, S., and H. Tschofenig, "CBOR Web Token (CWT)", RFC 8392, DOI 10.17487/RFC8392, , <https://www.rfc-editor.org/rfc/rfc8392>.
[RFC8610]
Birkholz, H., Vigano, C., and C. Bormann, "Concise Data Definition Language (CDDL): A Notational Convention to Express Concise Binary Object Representation (CBOR) and JSON Data Structures", RFC 8610, DOI 10.17487/RFC8610, , <https://www.rfc-editor.org/rfc/rfc8610>.
[RFC8613]
Selander, G., Mattsson, J., Palombini, F., and L. Seitz, "Object Security for Constrained RESTful Environments (OSCORE)", RFC 8613, DOI 10.17487/RFC8613, , <https://www.rfc-editor.org/rfc/rfc8613>.
[RFC8742]
Bormann, C., "Concise Binary Object Representation (CBOR) Sequences", RFC 8742, DOI 10.17487/RFC8742, , <https://www.rfc-editor.org/rfc/rfc8742>.
[RFC8747]
Jones, M., Seitz, L., Selander, G., Erdtman, S., and H. Tschofenig, "Proof-of-Possession Key Semantics for CBOR Web Tokens (CWTs)", RFC 8747, DOI 10.17487/RFC8747, , <https://www.rfc-editor.org/rfc/rfc8747>.
[RFC8949]
Bormann, C. and P. Hoffman, "Concise Binary Object Representation (CBOR)", STD 94, RFC 8949, DOI 10.17487/RFC8949, , <https://www.rfc-editor.org/rfc/rfc8949>.
[RFC9052]
Schaad, J., "CBOR Object Signing and Encryption (COSE): Structures and Process", STD 96, RFC 9052, DOI 10.17487/RFC9052, , <https://www.rfc-editor.org/rfc/rfc9052>.
[RFC9053]
Schaad, J., "CBOR Object Signing and Encryption (COSE): Initial Algorithms", RFC 9053, DOI 10.17487/RFC9053, , <https://www.rfc-editor.org/rfc/rfc9053>.
[RFC9200]
Seitz, L., Selander, G., Wahlstroem, E., Erdtman, S., and H. Tschofenig, "Authentication and Authorization for Constrained Environments Using the OAuth 2.0 Framework (ACE-OAuth)", RFC 9200, DOI 10.17487/RFC9200, , <https://www.rfc-editor.org/rfc/rfc9200>.
[RFC9201]
Seitz, L., "Additional OAuth Parameters for Authentication and Authorization for Constrained Environments (ACE)", RFC 9201, DOI 10.17487/RFC9201, , <https://www.rfc-editor.org/rfc/rfc9201>.
[RFC9203]
Palombini, F., Seitz, L., Selander, G., and M. Gunnarsson, "The Object Security for Constrained RESTful Environments (OSCORE) Profile of the Authentication and Authorization for Constrained Environments (ACE) Framework", RFC 9203, DOI 10.17487/RFC9203, , <https://www.rfc-editor.org/rfc/rfc9203>.
[RFC9360]
Schaad, J., "CBOR Object Signing and Encryption (COSE): Header Parameters for Carrying and Referencing X.509 Certificates", RFC 9360, DOI 10.17487/RFC9360, , <https://www.rfc-editor.org/rfc/rfc9360>.
[RFC9528]
Selander, G., Preuß Mattsson, J., and F. Palombini, "Ephemeral Diffie-Hellman Over COSE (EDHOC)", RFC 9528, DOI 10.17487/RFC9528, , <https://www.rfc-editor.org/rfc/rfc9528>.

11.2. Informative References

[I-D.ietf-ace-coap-est-oscore]
Selander, G., Raza, S., Furuhed, M., Vučinić, M., and T. Claeys, "Protecting EST Payloads with OSCORE", Work in Progress, Internet-Draft, draft-ietf-ace-coap-est-oscore-05, , <https://datatracker.ietf.org/doc/html/draft-ietf-ace-coap-est-oscore-05>.
[I-D.ietf-ace-workflow-and-params]
Tiloca, M. and G. Selander, "Alternative Workflow and OAuth Parameters for the Authentication and Authorization for Constrained Environments (ACE) Framework", Work in Progress, Internet-Draft, draft-ietf-ace-workflow-and-params-02, , <https://datatracker.ietf.org/doc/html/draft-ietf-ace-workflow-and-params-02>.
[I-D.ietf-core-oscore-key-update]
Höglund, R. and M. Tiloca, "Key Update for OSCORE (KUDOS)", Work in Progress, Internet-Draft, draft-ietf-core-oscore-key-update-08, , <https://datatracker.ietf.org/doc/html/draft-ietf-core-oscore-key-update-08>.
[I-D.ietf-lake-authz]
Selander, G., Mattsson, J. P., Vučinić, M., Fedrecheski, G., and M. Richardson, "Lightweight Authorization using Ephemeral Diffie-Hellman Over COSE", Work in Progress, Internet-Draft, draft-ietf-lake-authz-02, , <https://datatracker.ietf.org/doc/html/draft-ietf-lake-authz-02>.
[RFC4949]
Shirey, R., "Internet Security Glossary, Version 2", FYI 36, RFC 4949, DOI 10.17487/RFC4949, , <https://www.rfc-editor.org/rfc/rfc4949>.
[RFC8446]
Rescorla, E., "The Transport Layer Security (TLS) Protocol Version 1.3", RFC 8446, DOI 10.17487/RFC8446, , <https://www.rfc-editor.org/rfc/rfc8446>.
[RFC9110]
Fielding, R., Ed., Nottingham, M., Ed., and J. Reschke, Ed., "HTTP Semantics", STD 97, RFC 9110, DOI 10.17487/RFC9110, , <https://www.rfc-editor.org/rfc/rfc9110>.
[RFC9147]
Rescorla, E., Tschofenig, H., and N. Modadugu, "The Datagram Transport Layer Security (DTLS) Protocol Version 1.3", RFC 9147, DOI 10.17487/RFC9147, , <https://www.rfc-editor.org/rfc/rfc9147>.

Appendix A. Examples

This appendix provides examples where this profile of ACE is used. In particular:

All these examples build on the following assumptions, as relying on expected early procedures performed at AS. These include the registration of RSs by the respective Resource Owners as well as the registrations of Clients authorized to request access token for those RSs.

As a result of the assumptions above, it is possible to limit the transport of AUTH_CRED_C and AUTH_CRED_RS by value only to the following two cases, and only when the Client requests an access token for RS in question for the first time when considering the pair (AUTH_CRED_C, AUTH_CRED_RS).

Note that, even under the circumstances mentioned above, AUTH_CRED_C might rather be indicated by reference. This is possible if RS can effectively use such a reference from the access token to retrieve AUTH_CRED_C (e.g., from a trusted repository of authentication credentials reachable through a non-constrained link), and if AS is in turn aware of that.

In any other case, it is otherwise possible to indicate both AUTH_CRED_C and AUTH_CRED_RS by reference, when performing the ACE access control workflow as well as later on when the Client and RS run EDHOC.

A.1. Workflow without Optimizations

The example below shows a simple interaction between the Client and RS: C and RS run EDHOC wherein C uploads the access token to RS, and then accesses a protected resource at RS.

C AS RS EDHOC message_1 to /edhoc M01 EDHOC message_2 M02 ID_CRED_R identifies CRED_R = AUTH_CRED_AS by reference EDHOC message_3 to /edhoc M03 ID_CRED_I identifies CRED_I = AUTH_CRED_C by reference Token request to /token (OSCORE-protected message) M04 'req_cnf' identifies AUTH_CRED_C by reference Token response (OSCORE-protected message) M05 'rs_cnf' specifies AUTH_CRED_RS by value 'ace_profile' specifies the ACE profile "coap_edhoc_oscore" 'edhoc_info' specifies: { e'session_id' : h'01', e'cipher_suites' : 2, e'methods' : 3, e'uri_path' : "/edhoc" } In the access token: - the 'cnf' claim specifies AUTH_CRED_C by value - the 'edhoc_info' claim specifies the same as 'edhoc_info' above Possibly after chain verification, the Client adds AUTH_CRED_RS to the set of its trusted peer authentication credentials, relying on AS as trusted provider/ EDHOC message_1 to /edhoc (no access control is enforced) M06 EDHOC message_2 M07 ID_CRED_R identifies CRED_R = AUTH_CRED_RS by reference EDHOC message_3 to /edhoc (no access control is enforced) M08 EAD_3 contains access token ID_CRED_I identifies CRED_I = AUTH_CRED_C by reference Possibly after chain verification, RS adds AUTH_CRED_C to the set of its trusted peer authentication credentials, relying on AS as trusted provider/ Access to protected resource (OSCORE-protected message) (access control is enforced) M08 Response (OSCORE-protected message) M10 | Later on, the access token expires ... - The Client and RS delete their OSCORE Security Context and purge the EDHOC session used to derive it (unless the same session is also used for other reasons). - RS retains AUTH_CRED_C as still valid, and AS knows about it. - The Client retains AUTH_CRED_RS as still valid, and AS knows about it. Time passes ... The Client asks for a new access token; now all the authentication credentials can be indicated by reference The price to pay is on AS, about remembering that at least one access token has been issued for the pair (Client, RS) and considering the pair (AUTH_CRED_C, AUTH_CRED_RS) Token request to /token (OSCORE-protected message) M11 'req_cnf' identifies CRED_I = AUTH_CRED_C by reference Token response (OSCORE-protected message) M12 'rs_cnf' identifies AUTH_CRED_RS by reference 'ace_profile' specifies the ACE profile "coap_edhoc_oscore" 'edhoc_info' specifies: { e'session_id' : h'05', e'cipher_suites' : 2, e'methods' : 3, e'uri_path' : "/edhoc" } In the access token: - the 'cnf' claim specifies AUTH_CRED_C by reference - the 'edhoc_info' claim specifies the same as 'edhoc_info' above EDHOC message_1 to /edhoc (no access control is enforced) M13 EDHOC message_2 (no access control is enforced) M14 ID_CRED_R specifies CRED_R = AUTH_CRED_RS by reference EDHOC message_3 to /edhoc (no access control is enforced) M15 EAD_3 contains access token ID_CRED_I identifies CRED_I = AUTH_CRED_C by reference Access to protected resource /r (OSCORE-protected message) (access control is enforced) M16 Response (OSCORE-protected message) M17 |

A.2. Workflow with Optimizations

The example below builds on the example in Appendix A.1, while additionally using the EDHOC+OSCORE request defined in [I-D.ietf-core-oscore-edhoc] when running EDHOC both with AS and with RS.

This interaction between C and RS consists of only two roundtrips to upload the access token, run EDHOC and access the protected resource at RS.

C AS RS EDHOC message_1 to /edhoc M01 EDHOC message_2 M02 ID_CRED_R identifies CRED_R = AUTH_CRED_AS by reference EDHOC+OSCORE request to /token M03 - EDHOC message_3 ID_CRED_I identifies CRED_I = AUTH_CRED_C by reference - OSCORE-protected part Token request 'req_cnf' identifies AUTH_CRED_C by reference Token response (OSCORE-protected message) M04 'rs_cnf' specifies AUTH_CRED_RS by value 'ace_profile' specifies the ACE profile "coap_edhoc_oscore" 'edhoc_info' specifies: { e'session_id' : h'01', e'cipher_suites' : 2, e'methods' : 3, e'uri_path' : "/edhoc" } In the access token: - the 'cnf' claim specifies AUTH_CRED_C by value - the 'edhoc_info' claim specifies the same as 'edhoc_info' above Possibly after chain verification, the Client adds AUTH_CRED_RS to the set of its trusted peer authentication credentials, relying on AS as trusted provider EDHOC message_1 to /edhoc (no access control is enforced) M05 | Possibly after chain verification, RS adds AUTH_CRED_C to the set of its trusted peer authentication credentials, relying on AS as trusted provider EDHOC message_2 M06 ID_CRED_R identifies CRED_R = AUTH_CRED_RS by reference EDHOC+OSCORE request to /r M07 - EDHOC message_3 EAD_3 contains access token ID_CRED_I identifies CRED_I = AUTH_CRED_C by reference - OSCORE-protected part Application request to /r After the EDHOC processing is completed, access control is enforced on the rebuilt OSCORE-protected request, like if it had been sent stand-alone Response (OSCORE-protected message) M08 |

Appendix B. Profile Requirements

This section lists the specifications of this profile based on the requirements of the framework, as requested in Appendix C of [RFC9200].

Appendix C. CDDL Model

This section is to be removed before publishing as an RFC.

; ACE Profiles
coap_edhoc_oscore = 4

; OAuth Parameters CBOR Mappings
edhoc_info_param = 47

; CBOR Web Token (CWT) Claims
edhoc_info_claim = 41

; CWT Confirmation Methods
x5chain = 5
x5bag = 6
x5t = 7
x5u = 8
c5c = 9
c5b = 10
c5t = 11
c5u = 12
kcwt = 13
kccs = 14

; EDHOC Information
session_id = 0
methods = 1
cipher_suites = 2
message_4 = 3
comb_req = 4
uri_path = 5
osc_ms_len = 6
osc_salt_len = 7
osc_version = 8
cred_types = 9
id_cred_types = 10
eads = 11
initiator = 12
responder = 13
Figure 8: CDDL model

Appendix D. Document Updates

This section is to be removed before publishing as an RFC.

D.1. Version -05 to -06

  • The access token can be uploaded through EDHOC in EAD_3, EAD_2, or EAD_4.

  • Ruled out the upload of the access token to the /authz-info endpoint over an unprotected channel.

  • Defined an EDHOC EAD item for transporting a Session ID.

  • Provided more details and added example of dynamic update of access rights.

  • Defined in detail the use of the EDHOC reverse message flow.

  • Provided details on access token invalidity.

  • Revised examples with message exchanges.

  • Clarifications and editorial improvements.

D.2. Version -04 to -05

  • CBOR diagnostic notation uses placeholders from a CDDL model.

  • Only CWTs are supported as access tokens in this profile.

  • The alternative workflow of ACE is only mentioned as an example.

  • Clarified that both the EDHOC forward and reverse message flows are possible.

  • Consistent with the used EDHOC message flow, the access token can be in the EAD item of any EDHOC message.

  • Explicit registration policies for the new IANA registry.

  • Fixes in the IANA considerations.

  • Editorial fixes and improvements.

D.3. Version -03 to -04

  • Fixed column name and prefilling of the "EDHOC Information" registry.

  • Added EDHOC_Information Parameters originally in draft-tiloca-lake-app-profiles-00.

  • Removed the case of transporting access token in EAD_1

  • Removed redundant normative text

  • Clarifications of association between access token, session_id, EDHOC session and OSCORE security context

  • Updated references.

  • Editorial fixes and improvements.

D.4. Version -02 to -03

  • Restructured presentation of content.

  • Simplified description of the use of EDHOC_Information.

  • Merged the concepts of EDHOC "session_id" and identifier of token series.

  • Enabled the transport of the access token also in EDHOC EAD_3.

  • Defined semantics of the newly defined CWT/JWT Confirmation Methods.

  • Clarifications and editorial improvements.

D.5. Version -01 to -02

  • Removed use of EDHOC_KeyUpdate.

  • The Security Context is updated either by KUDOS or a rerun of EDHOC.

  • The alternative workflow (AS token posting) is specified in separate draft.

  • Fixed and updated examples.

  • Editorial improvements.

D.6. Version -00 to -01

  • Fixed semantics of the ead_value for transporting an Access Token in the EAD_1 field.

  • Error handling aligned with EDHOC.

  • Precise characterization of the EDHOC execution considered for EDHOC-KeyUpdate.

  • Fixed message exchange examples.

  • Added appendix with profile requirements.

  • Updated references.

  • Clarifications and editorial improvements.

Acknowledgments

The authors sincerely thank Christian Amsüss and Carsten Bormann for their comments and feedback.

This work was supported by the Sweden's Innovation Agency VINNOVA within the EUREKA CELTIC-NEXT project CYPRESS; and by the H2020 project SIFIS-Home (Grant agreement 952652).

Authors' Addresses

Göran Selander
Ericsson
John Preuß Mattsson
Ericsson
Marco Tiloca
RISE
Rikard Höglund
RISE